SEBI LODR Compliance & Secretarial Audit for Listed Cos

LODR Compliance · Secretarial Audit · Board Process · Insider Trading Code · Related Party Transactions · IPO Readiness · Schemes of Arrangement LODR Compliance · Secretarial Audit · Board Process · Insider Trading Code · Related Party Transactions · IPO Readiness · Schemes of Arrangement LODR Compliance · Secretarial Audit · Board Process · Insider Trading Code · Related Party Transactions · IPO Readiness · Schemes of Arrangement LODR Compliance · Secretarial Audit · Board Process · Insider Trading Code · Related Party Transactions · IPO Readiness · Schemes of Arrangement

Listed company compliance is unforgiving in a specific way: the obligations are continuous, the timelines are short, and the penalties are automatic and public. A disclosure filed a day late is a matter of record on the exchange website, visible to every investor and every future acquirer.

We support listed entities and their in-house secretarial teams on LODR obligations, board and committee process, secretarial audit and IPO readiness — on both the Mainboard and the SME platforms.

What listed companies typically need

LODR compliance calendars and quarterly, half-yearly and annual disclosures

Quarterly, half-yearly and annual disclosures filed inside exchange deadlines — with a forward-looking calendar so nothing is missed.

Secretarial audit in Form MR-3 and the annual secretarial compliance report for the exchanges

And the annual secretarial compliance report for the exchanges — signed by a practising Company Secretary and filed on time.

Board and committee process under Secretarial Standards SS-1 and SS-2

Under Secretarial Standards SS-1 and SS-2 — notices, agendas, minutes and attendance records that hold up to scrutiny.

Insider trading code administration and the structured digital database

Code of conduct, the structured digital database, trading window management and pre-clearance records.

Related party transaction approvals and disclosures

Audit committee and shareholder approvals, disclosures to the exchanges, and the annual related party disclosure in the annual report.

Corporate governance reports and the secretarial content of the annual report

The secretarial content of the annual report — corporate governance report, directors' report, and statutory disclosures.

IPO readiness — historical share capital build-up, corporate records clean-up and the secretarial workstream of the offer document

Historical share capital build-up, corporate records clean-up and the secretarial workstream of the offer document — for Mainboard and SME IPOs.

Schemes of arrangement involving a listed entity, and the exchange and SEBI approvals they require

Involving a listed entity — the NCLT process, exchange and SEBI approvals, and shareholder communications.

LODR compliance and secretarial audit for listed companies